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View ICR - OIRA Conclusion

OMB Control No: 3235-0514	ICR Reference No: 201312-3235-009
Status: Historical Active	Previous ICR Reference No: 201010-3235-024
Agency/Subagency: SEC	Agency Tracking No: TM-270-455
Title: Rule 8c-1, Hypothecation of customer's securities
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/25/2014
	Date Received in OIRA: 03/18/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2017	36 Months From Approved	06/30/2014
Responses	3,690	0	4,995
Time Burden (Hours)	1,845	0	2,498
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	3,690	4,995	-1,305
Annual Time Burden (Hours)	1,845	2,498	-653
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Changes in burden are reflective of the most recent data regarding the number of responses and time required for response. While the response time did not change, the number of respondents decreased from 111 as of year-end 2009 to 82 as of year-end 2012, resulting in the aggregate annual burden being reduced by 653 hours.

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