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View ICR - OIRA Conclusion

OMB Control No: 3235-0122	ICR Reference No: 201406-3235-002
Status: Historical Active	Previous ICR Reference No: 201106-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-154
Title: Report on Income and Expense, Rule 17a-10 and Form X-17A-5
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/28/2014
	Date Received in OIRA: 09/17/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2017	36 Months From Approved	11/30/2014
Responses	38	0	103
Time Burden (Hours)	456	0	1,236
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	38	103	-65
Annual Time Burden (Hours)	456	1,236	-780
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total compliance burden dropped from 1,236 hours to 456 hours due to the number of broker-dealers that file the facing page, income statement, and balance sheet under Rule 17a-10 decreasing from 103 to 38.

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