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View ICR - OIRA Conclusion

OMB Control No: 3235-0481	ICR Reference No: 201504-3235-010
Status: Historical Active	Previous ICR Reference No: 201202-3235-009
Agency/Subagency: SEC	Agency Tracking No: TM-270-421
Title: Rule 15c2-8, 17 CFR 240.15c2-8 Delivery of Prospectus
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 10/06/2015
	Date Received in OIRA: 07/22/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2018	36 Months From Approved	10/31/2015
Responses	8,884	0	6,909
Time Burden (Hours)	98,360	0	74,010
Cost Burden (Dollars)	27,258,400	0	15,014,400

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	8,884	6,909	1,975
Annual Time Burden (Hours)	98,360	74,010	24,350
Annual Cost Burden (Dollars)	27,258,400	15,014,400	12,244,000

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The change in the estimated reporting burden is based on a current estimate of the number of offerings covered by Rule 15c2-8. The change in the number of broker-dealers is based on the current number of Broker-Dealers filing FOCUS Reports with the Commission. The change in the estimated annualized cost burden is due to changes in salary since 2012 based on industry estimates, as well as an increase in the number of IPOs in 2013 (238) versus 2010 (128). There are no other changes in the burden.

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