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View ICR - OIRA Conclusion

OMB Control No: 3235-0647	ICR Reference No: 201505-3235-023
Status: Historical Active	Previous ICR Reference No: 201206-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-586
Title: Rule 204
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/21/2015
	Date Received in OIRA: 10/08/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2018	36 Months From Approved	11/30/2015
Responses	11,582,537	0	11,557,638
Time Burden (Hours)	1,853,207	0	1,849,222
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	11,582,537	11,557,638	24,899
Annual Time Burden (Hours)	1,853,207	1,849,222	3,985
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in total aggregate burden hours from 1,849,224 to 1,912,225 is due to an increase in the number of fail to deliver positions per settlement day from the prior time period combined with a decrease in the number of registered broker-dealers and a decrease in the number of NSCC participants, resulting in an increase in the number of securities per broker-dealer and NSCC participant, as applicable, per day.

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