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3235-0624 201508-3235-001
Historical Active 201209-3235-004
SEC TM-270-562
Regulation R-Rule Rule 701. Exemption from the definition of "broker" for certain institutional referrals.
Extension without change of a currently approved collection   No
Regular
Approved without change 01/08/2016
11/17/2015
  Inventory as of this Action Requested Previously Approved
01/31/2019 36 Months From Approved 01/31/2016
2,000 0 2,000
500 0 500
0 0 0