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View ICR - OIRA Conclusion

OMB Control No: 3235-0158	ICR Reference No: 201602-3235-007
Status: Historical Active	Previous ICR Reference No: 201307-3235-013
Agency/Subagency: SEC	Agency Tracking No: CF-270-132
Title: Rule 20a-1 Under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/10/2016
	Date Received in OIRA: 09/13/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2019	36 Months From Approved	11/30/2016
Responses	1,196	0	1,108
Time Burden (Hours)	101,660	0	94,180
Cost Burden (Dollars)	35,880,000	0	33,240,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,196	1,108	88
Annual Time Burden (Hours)	101,660	94,180	7,480
Annual Cost Burden (Dollars)	35,880,000	33,240,000	2,640,000

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the total annual hour burden and total annual cost burden is due to an increase in the estimated number of proxy solicitations filed annually. The estimated number of proxy solicitations filed annually increased from 1,108 to 1,196.

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