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View ICR - OIRA Conclusion

OMB Control No: 3235-0029	ICR Reference No: 201707-3235-011
Status: Historical Active	Previous ICR Reference No: 201406-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-035
Title: Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/21/2018
	Date Received in OIRA: 12/15/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2021	36 Months From Approved	02/28/2018
Responses	285,600	0	288,000
Time Burden (Hours)	71,400	0	72,000
Cost Burden (Dollars)	7,770,000	0	9,987,375

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	285,600	288,000	-2,400
Annual Time Burden (Hours)	71,400	72,000	-600
Annual Cost Burden (Dollars)	7,770,000	9,987,375	-2,217,375

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden in Item 12 (total reporting burden in hours, 72,000 to 71,400) has decreased since 2014. This is due to a slight annual decrease in the number of fingerprint sets submitted by FINRA to the FBI. The burden in Item 13 (total costs to respondents in dollars, $9,987,300 to $7,770,000) above has decreased since 2014. This is due to the decreased cost of processing electronic and hard copy fingerprint cards submitted by FINRA to the FBI and a shift from the use of paper submissions to the use of electronic submissions, which are less costly.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Elizabeth De Boyrie 202 551-5989

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