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View ICR - OIRA Conclusion

OMB Control No: 3235-0158	ICR Reference No: 201904-3235-003
Status: Historical Active	Previous ICR Reference No: 201602-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-132
Title: Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 10/31/2019
	Date Received in OIRA: 08/06/2019
Terms of Clearance: Approved with updated Supporting Statement.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2022	36 Months From Approved	11/30/2019
Responses	1,333	0	1,196
Time Burden (Hours)	113,305	0	101,660
Cost Burden (Dollars)	39,990,000	0	35,880,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,333	1,196	137
Annual Time Burden (Hours)	113,305	101,660	11,645
Annual Cost Burden (Dollars)	39,990,000	35,880,000	4,110,000

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the total annual hour burden and total annual cost burden is due to an increase in the estimated number of proxy solicitations filed annually. The estimated number of proxy solicitations filed annually increased from 1,196 to 1,333.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Daniel Chang 2025516792 changd@sec.gov

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