View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0029	ICR Reference No: 202011-3235-010
Status: Historical Active	Previous ICR Reference No: 201707-3235-011
Agency/Subagency: SEC	Agency Tracking No: TM-270-035
Title: Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 10/01/2021
	Date Received in OIRA: 02/12/2021
Terms of Clearance: Supporting statement response 8 updated during review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2024	36 Months From Approved	09/30/2021
Responses	281,804	0	285,600
Time Burden (Hours)	70,451	0	71,400
Cost Burden (Dollars)	7,748,149	0	7,770,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	281,804	285,600	-3,796
Annual Time Burden (Hours)	70,451	71,400	-949
Annual Cost Burden (Dollars)	7,748,149	7,770,000	-21,851

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated time burden has decreased from 71,400 to 70,451 due to a decrease in the number of fingerprint sets submitted. The estimated cost burden has decreased from $7,770,000 to $7,748,149 because (even though there has been a slight increase in the cost of processing electronic and hard copy fingerprint cards) there has been both a decrease in the total number of fingerprint sets submitted and a shift away from the use of paper submissions to a greater use of electronic submissions, which are less costly.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Elizabeth De Boyrie 202 551-5989

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