View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0686	ICR Reference No: 202102-3235-009
Status: Historical Active	Previous ICR Reference No: 201908-3235-009
Agency/Subagency: SEC	Agency Tracking No: ENF-270-625
Title: Implementing The Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 Form WB-APP and Form TCR
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/24/2021
	Date Received in OIRA: 02/25/2021
Terms of Clearance: Clarified that the previously approved ICR had a calculation error. This minor discrepancy is reflected in the ROCIS burden table in the ‘Program Change due to Agency Discretion’ column”. It should now be corrected going forward.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved	05/31/2021
Responses	814	0	851
Time Burden (Hours)	1,314	0	1,160
Cost Burden (Dollars)	51,200	0	46,800

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	814	851	-37
Annual Time Burden (Hours)	1,314	1,160	154
Annual Cost Burden (Dollars)	51,200	46,800	4,400

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The changes in estimated burden are due to an adjustment to reflect the difference between the number of actual submissions of Form TCR and Form WB-APP and the time we estimate that it will take the public to complete the forms. Additionally, in some prior reports an incorrect hour multiplier was used resulting in the submission of inaccurate data. There is a minor discrepancy between the hours previously reported and the present number of hours of 44 hours. The numbers reflected in this statement are now accurate and the miscalculation has been corrected going forward.

Annual Cost to Federal Government: $123,192

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Jane Norberg 202 551-4669

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