View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0021	ICR Reference No: 202201-3235-004
Status: Historical Active	Previous ICR Reference No: 201903-3235-004
Agency/Subagency: SEC	Agency Tracking No: TM-270-015
Title: Rule 6a-3 Supplemental Material to be Filed by Exchanges
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/13/2022
	Date Received in OIRA: 04/04/2022
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2025	36 Months From Approved	08/31/2022
Responses	288	0	252
Time Burden (Hours)	144	0	126
Cost Burden (Dollars)	5,760	0	5,040

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	288	252	36
Annual Time Burden (Hours)	144	126	18
Annual Cost Burden (Dollars)	5,760	5,040	720

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated time burden has increased from 126 hours to 144 hours because the number of Respondents has increased from 21 to 24. In addition, the estimated shipping costs have increased from $5,040 to $5,760 due to the increased number of Respondents.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Hong-Anh Tran 202 551-5637

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