View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2130-0553
ICR Reference No:
202207-2130-002
Status:
Historical Active
Previous ICR Reference No:
202106-2130-003
Agency/Subagency:
DOT/FRA
Agency Tracking No:
Title:
Positive Train Control and Other Signal Systems
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
10/12/2022
Retrieve Notice of Action (NOA)
Date Received in OIRA:
07/25/2022
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2025
36 Months From Approved
10/31/2024
Responses
4,567,826
0
4,567,897
Time Burden (Hours)
51,993
0
50,969
Cost Burden (Dollars)
0
0
0
Abstract:
This information collection is mandatory, and is a revision to the last approval. Specifically, on November 15, 2021, President Joseph R. Biden signed into law the Infrastructure Investment and Jobs Act (IIJA). Section 22414 of the IIJA impacts FRA’s existing Form FRA F 6180.152, the Biannual Report of PTC System Performance. Section 22414 establishes the same reporting requirement as FRA’s existing regulations, using the same FRA form number and content requirements. However, the statutory reporting requirement is quarterly, not biannual like FRA’s regulations. The reporting and recordkeeping information collected is used by FRA to ensure new or novel signal and train control technologies meet proposed performance standards and work as intended in the US rail environment. Under 49 U.S.C. m §20157, as amended by the PCEI Act. To effectively monitor the industry’s implementation of PTC systems, FRA requires each subject railroad to submit this form as well as other information collection required under Part 236. Information collected is also on an occasional basis as well as monthly, quarterly, and annually.
Authorizing Statute(s):
US Code:
49 USC 20157
Name of Law: Implementation of Positive Train Control Systems
Citations for New Statutory Requirements:
PL: Pub.L. 114 - 73 1302 Name of Law: Surface Transportation Extension Act of 2015
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
87 FR 25346
04/28/2022
30-day Notice:
Federal Register Citation:
Citation Date:
87 FR 44187
07/25/2022
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
9
IC Title
Form No.
Form Name
Expedited application for approval (§ 235.6)
PTC--Documents and plans (§ 236.1007-236.1015)
PTC--Errors and malfunctions (§ 236.1023 and 236.1029)
PTC--Field tests, task analysis, and records (§ 236.1031-236.1043)
PTC--Plans and analyses (§ 236.1017-236.1021)
Positive Train Control Systems (§ 236.1001-236.1006)
Quarterly Report of PTC System Performance (Form FRA F 6180.152) (*formerly biannual report)
FRA F 6180.152
Quarterly Report of PTC System Performance
Rules and instructions and departure test (§ 236.1-236.23 and 236.587)
Standards for processor-based signal and train control systems (§ 236.901-236.923)
Statutory Notification of PTC System Failures (Form 6180.177)
FRA F 6180.177
Statutory Notification of PTC System Failures
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
4,567,826
4,567,897
0
73
-144
0
Annual Time Burden (Hours)
51,993
50,969
0
1,168
-144
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
This submission is a revision to a current collection of information. The current inventory exhibits a total burden of 50,969 hours and 4,567,897 responses, while the total burden in this notice is 51,993 hours and 4,567,826 responses. In summary, FRA made two changes to the PRA table—i.e., revising one line item (Form FRA F 6180.152) due to a program change and removing one line item (Form FRA F 6180.177) as it is no longer required by law and the burden associated with this requirement has been completed. Section 22414 of the infrastructure legislation establishes the same reporting requirement as FRA’s existing regulations (49 CFR § 236.1029(h), using the same FRA form number (Form FRA F 6180.152) and content requirements. However, the statutory reporting requirement is quarterly, not biannual like FRA’s regulations.
Annual Cost to Federal Government:
$975,121
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Gabe Neal 816 516-7168
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
07/25/2022
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