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View ICR - OIRA Conclusion

OMB Control No: 3235-0514	ICR Reference No: 202303-3235-001
Status: Active	Previous ICR Reference No: 202003-3235-006
Agency/Subagency: SEC	Agency Tracking No: TM-270-455
Title: Rule 8c-1, Hypothecation of customer's securities
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/14/2023
	Date Received in OIRA: 05/12/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2026	36 Months From Approved	07/31/2023
Responses	1,935	0	2,070
Time Burden (Hours)	968	0	1,035
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,935	2,070	-135
Annual Time Burden (Hours)	968	1,035	-67
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated number of respondents decreased from 46 as of the end of 2019 to 43 as of the end of 2022. As a result, the estimated number of total responses decreased from 2,070 to 1,935 and the estimated hour burden decreased from approximately 1,035 hours to approximately 968 hours, a decrease of approximately 67 hours.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Abraham Jacob 202 551-5583

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