View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2120-0569
ICR Reference No:
202304-2120-002
Status:
Active
Previous ICR Reference No:
201905-2120-005
Agency/Subagency:
DOT/FAA
Agency Tracking No:
Title:
Airports Grants Program
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
12/12/2023
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/15/2023
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2026
36 Months From Approved
12/31/2023
Responses
36,162
0
13,099
Time Burden (Hours)
182,675
0
118,071
Cost Burden (Dollars)
0
0
0
Abstract:
Airport owners and managers (sponsors) are required to report this information on occasion to the FAA in order to receive grant funds. The collected information consists of airport demographics (runway data; lighting data; enplanement data, etc.) and financial and compliance information. This information is received and used by the FAA for grant awarding and monitoring purposes and for ensuring compliance with enabling legislation and grant assurances. This is a mandatory reporting collection for certifications and representations, financial management and performance measurement. Certifications and Representations: The Uniform Guidance (2 CFR § 200), 49 CFR § 18 and 49 USC Chapter 471 authorize the FAA to require Sponsors to submit certain certifications and representations as required by Federal statutes or regulations. Financial Management: The Uniform Guidance and 49 USC Chapter 471 require that recipients of Federal monies meet certain standards for financial management, performance, reporting, and audits. Financial data is used by FAA personnel and accountants to ensure that grant obligations are not exceeded and revenue is not diverted. There would be great potential for revenue diversion and fraud if financial data were not collected. The FAA uses this Information for payment processing, grant application review, compliance with Federal financial transaction protocols, budgeting, reports to Congress, and to ensure compliance with other statutory and regulatory requirements. Performance Measurement: As specified in 2 CFR § 200, proper program management requires that information be collected about program performance. Sponsors are required to monitor performance on grant projects to ensure that time schedules are being met and performance goals are achieved. The FAA also uses submitted data to track compliance with grant assurances.
Authorizing Statute(s):
US Code:
49 USC 471
Name of Law: Airport Development
PL:
Pub.L. 117 - 58 801
Name of Law: Infrastructure Investment and Jobs Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
88 FR 900
01/05/2023
30-day Notice:
Federal Register Citation:
Citation Date:
88 FR 36634
06/05/2023
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
3
IC Title
Form No.
Form Name
Airport Improvement Grants Certification and Representations
5100-145, Standard Form 1445, NA, 5100-128, 5100-135, 5100-129, 5100-130, 5100-133, 5100-131, 5100-132, 5100-134
Agreement on State Sponsorship and Airport Sponsor Obligations - Airport Improvement Program
,
Construction Project Final Acceptance - Airport Improvement Program Sponsor Certification
,
Drug-Free Workplace - Airport Improvement Program Sponsor Certification
,
Equipment and Construction Contracts - Airport Improvement Sponsor Certification
,
Project Plans and Specifications - Airport Improvement Program Sponsor Certification
,
Real Property Acquisition - Airport Improvement Program Sponsor Certification
,
Selection of Consultants - Airport Improvement Program Sponsor Certification
,
Certification and Disclosure Regarding Potential Conflicts of Interest - Airport Improvement Program Sponsor Certification
,
FAA Title VI Pre-Grant Award Checklist
,
Certification Regarding Lobbying
,
Labor Standards Interview
Airports Grants Program - Financial Management
Standard Form 270, 5100-142, 5100-141, 5100-108, 5100-110, 5100-136, 5100-137, 5100-138, 5100-139, Standard Form 271, Standard Form 424, Standard Form 425, Standard Form 425a, DOL 347, 5100-126, 5100-127, 5100-100, 5100-101
All-Cargo Carrier Activity Report
,
Request for FAA Approval of Agreement for Transfer of Entitlements
,
Buy American Content Percentage Calculation Worksheet
,
Buy American Preferences-Final Assembly Questionnaire
,
Data Requirements for an Office of Airports Automated Weather Observation System (AWOS) Benefit Cost Analysis (BCA)
,
LOI Application Financial Template
,
Inventory of Snow Removal Equipment
,
Sponsor Request for FAA Acknowledgment for Cold Weather Early Start
,
Application for Federal Assistance (Development and Equipment Projects)
,
Application for Federal Assistance (Planning Projects)
,
Request for Advance or Reimbursement
,
Outlay Report and Request for Reimbursement for Construction Projects
,
Application for Federal Assistance
,
Federal Financial Report
,
Federal Financial Report
,
Contractor's Payroll Form
,
Financial Government Payment Report (Sample web form)
,
Operating and Financial Summary (Sample web form)
Airports Grants Program - Performance Measurement
FAA Form 5370-1, FAA Form 5100-140
Construction Progress and Inspection Report
,
Performance Report
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
36,162
13,099
0
23,063
0
0
Annual Time Burden (Hours)
182,675
118,071
0
64,604
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
This submission increases the total number of respondents, the number of responses, the burden and cost of the collection to respondents, and the cost to the Federal Government. These adjustments reflect the inclusion of Bipartisan Infrastructure Law (BIL) grant programs and a more detailed accounting of the compliance-related components of airport grant programs. This renewal also includes additional collection instruments that were incorporated into past burden calculations but not specifically identified (e.g., standard forms) and a more complete accounting of costs to the government. In the past, we showed an average burden on many of the forms, rather than the burden associated with that particular form. To correct this, we will update the incorrect burden statements on several forms (identified in Question 15) to reflect the burden associated with that form.
Annual Cost to Federal Government:
$12,856,900
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Janel Showalter 781 238-7617
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/15/2023
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