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View ICR - OIRA Conclusion

OMB Control No: 3235-0639	ICR Reference No: 202311-3235-010
Status: Active	Previous ICR Reference No: 202101-3235-012
Agency/Subagency: SEC	Agency Tracking No: 270-578
Title: Rule 12d1-4 Under the Investment Company Act of 1940, Fund of Funds Arrangements.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/15/2024
	Date Received in OIRA: 01/22/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2027	36 Months From Approved	03/31/2024
Responses	22,012	0	16,259
Time Burden (Hours)	320,867	0	578,084
Cost Burden (Dollars)	2,438,540	0	243,953,880

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	22,012	16,259	5,753
Annual Time Burden (Hours)	320,867	578,084	-257,217
Annual Cost Burden (Dollars)	2,438,540	243,953,880	-241,515,340

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden hours for rule 12d1-4 have decreased from 578,084 hours to 320,867. This decrease of 257,217 hours is primarily due to the elimination of upfront hour burdens that no longer apply now that the rule has gone into effect. The estimated cost burden has decreased from $243,953,880 to $2,438,540. This decrease of $241,515,340 is primarily due to the elimination of initial external cost burdens that no longer apply now that the rule has gone into effect.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: David Driscoll 202 551-4706

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