View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0920-0943
ICR Reference No:
202407-0920-006
Status:
Historical Active
Previous ICR Reference No:
202205-0920-006
Agency/Subagency:
HHS/CDC
Agency Tracking No:
0920-0943
Title:
[NCHS] Data Collection for the Residential Care Community and Adult Day Services Center Components of the National Post-acute and Long-term Care Study
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
10/10/2024
Retrieve Notice of Action (NOA)
Date Received in OIRA:
07/31/2024
Terms of Clearance:
OMB approves this collection for a period of one year under the following conditions. The agency must: 1) Submit the rationale behind these instruments’ race and ethnicity question (Q17 from the SDSC questionnaire [Att. C-2] and Q25 from the RCC questionnaire [Att. C-1) that deviated from the OMB guidelines, and 2) add a note to the supporting statement A explaining your agency’s plan and timeline for revisions of the aforementioned instruments’ race and ethnicity questions to better align with the revised SPD 15 guidelines in one year. This package is conditionally cleared for a year, recognizing the following circumstances: 1) Categorization of Biracial or Multiracial Residents: There are inherent difficulties in accurately categorizing biracial or multiracial individuals under the current framework, which may impact data quality and inclusivity. 2) Use of proxy Respondents: The use of proxy respondents, such as center deputy directors relying on Electronic Health Records (EHRs), particularly in smaller centers, poses challenges in cases where race and ethnicity data may not be consistently documented. 3) Category for "Unknown" or "Not Reported" Races: There is an ongoing need for the inclusion of categories for "unknown" or "not reported" races to ensure the survey completion, especially when race or ethnicity information is unavailable.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2025
24 Months From Approved
07/31/2025
Responses
8,978
0
3,850
Time Burden (Hours)
4,311
0
1,932
Cost Burden (Dollars)
0
0
110,241
Abstract:
The goal of this study is to collect data for the residential care community (RCC) and adult day services center (ADSC) survey components of the 6th wave of the National Post-acute and Long-term Care Study (NPALS), formerly known as the National Study of Long-Term Care Providers or NSLTCP. The data to be collected will include the basic characteristics, services, staffing, and practices of RCCs and ADSCs, and the demographics, selected health conditions and health care utilization, physical functioning, and cognitive functioning of RCC residents and ADSC participants. Items on COVID-19 prevalence and experience will be included. This data collection will also include subject matter expert interviews about electronic health record (EHRs) platforms in RCCs and ADSCs. This revision requests to increase sample sizes, make minor revisions to the data collection instruments, and add data retrieval telephone calls.
Authorizing Statute(s):
US Code:
42 USC 242k
Name of Law: Public Health Service Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
89 FR 38146
05/07/2024
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 60634
07/26/2024
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
3
IC Title
Form No.
Form Name
ADSC Provider Questionnaire
None
2024 Adult Day Services Center Questionnaire
ADSC Services User Questionnaire
None
ADSC Services User Questionnaire Items
Data Retrieval Call
EHRs Subject Matter Expert Interview
None
Semi-structured Telephone Protocol for EHRs Subject Matter Expert Interviews
RCC Provider Questionnaire
None
2024 Residential Care Community Questionnaire
RCC Services User Questionnaire
None
RCC Services User Questionnaire Items
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
8,978
3,850
0
7,058
-1,930
0
Annual Time Burden (Hours)
4,311
1,932
0
3,350
-971
0
Annual Cost Burden (Dollars)
0
110,241
0
-54,835
-55,406
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Burden changes are due to increased sample sizes for both RCCs and ADSCs, going back to one instrument and minor changes to the questionnaires for RCCs and ADSCs to improve usability, and addition of the data retrieval telephone calls.
Annual Cost to Federal Government:
$969,283
Does this IC contain surveys, censuses, or employ statistical methods?
Yes
Part B of Supporting Statement
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Yes
Agency Contact:
Kevin Joyce 404 639-1944 kdj7@cdc.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
07/31/2024