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View ICR - OIRA Conclusion

OMB Control No: 3235-0017	ICR Reference No: 202407-3235-025
Status: Active	Previous ICR Reference No: 202112-3235-017
Agency/Subagency: SEC	Agency Tracking No: TM-270-018
Title: Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/07/2025
	Date Received in OIRA: 02/27/2025
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2028	36 Months From Approved	04/30/2025
Responses	287	0	265
Time Burden (Hours)	8,030	0	7,480
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	287	265	22
Annual Time Burden (Hours)	8,030	7,480	550
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total estimated annual time burden increased from 7,480 hours to 8,030 hours. The estimated annual time burden associated with Rule 6a-1 (880 hours) did not change. However, the total estimated annual time burden associated with the filing of amendments under Rule 6a-2 increased from 6,600 hours to 7,150 hours because the estimated number of registered national securities exchanges increased from 24 to 26.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Justin Pica 202 551-7476

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