View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0925-0002
ICR Reference No:
202408-0925-003
Status:
Active
Previous ICR Reference No:
202210-0925-003
Agency/Subagency:
HHS/NIH
Agency Tracking No:
20860
Title:
PHS Research Performance Progress Report and Other Post-award Reporting (OD)
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
11/27/2024
Retrieve Notice of Action (NOA)
Date Received in OIRA:
09/25/2024
Terms of Clearance:
Concluded consistent with the understanding that in the next revision/extension of the package (no later than March 28, 2029), the agency will update the race/ethnicity question in this information collection to be in compliance with the updated SPD 15 (effective as of March 28, 2024).
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2027
36 Months From Approved
01/31/2026
Responses
430,272
0
430,272
Time Burden (Hours)
629,463
0
579,365
Cost Burden (Dollars)
0
0
0
Abstract:
This collection under 0925-0002 expiration date 01/31/2026 is being revised to update the non-competing progress report collections for the implementation of the final NIH Policy for Data Management and Sharing (DMS Policy) to promote the management and sharing of scientific data generated from NIH-funded or conducted research and other updates to institutional training grant and fellowship applications. Starting in Fiscal Year 2025, NIH will require recipients to submit and address Data Management and Sharing (DMS) Plans within the Research Performance Progress Report (RPPR) in accordance with the DMS Policy. The progress report forms will be updated to align with this requirement. Effective January 2025, NIH will be updating institutional training grant applications; relevant to progress reports, the Training Data Tables will be updated to reduce burden and promote consistent information collection, including limiting the scope of information collection to data only relevant to the training stage(s) of the proposed program in Table 1 and removing instructions in Table 8 that are reported within the RPPR. Effective for May 2025, NIH will adopt the Common Forms for Biographical Sketch and Current and Pending (Other) Support as part of the directive from Guidance for Implementing National Security Presidential Memorandum (NSPM)-33. The Common Forms are part of a separate OMB collection, approved under 3145-0279 (Expiration Date 10/31/2026). Elements that will be collected within the Common Forms will be removed from NIH’s current NIH Biosketch and Other Support formats. NIH will continue to collect information not captured on the Common Forms to adhere to the agency’s implementation of the NIH Peer Review Regulations at 42 CFR Part 52 as part of the NIH Biosketch form, to be renamed the NIH Biographical Sketch Supplement, to reflect the supplemental information requested. The application and progress report forms and associated instructions will be updated to align with these new requirements.
Authorizing Statute(s):
US Code:
42 USC 288
Name of Law: National Research Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
89 FR 45000
05/22/2024
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 77872
09/24/2024
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
19
IC Title
Form No.
Form Name
PHS 2271
1, 2
Form
,
Form
PHS 2590
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
,
Form
Biosketch (part of RPPR)
1, 2, 5, 3, 4
Form
,
Form
,
Form
,
Form
,
Form
Data Management and Sharing Plan (Part of Final RPPR)
1
Form
Data Management and Sharing Plan (Part of RPPR)
1
Form
Data Tables (Part of RPPR)
1, 2, 3, 4
Form
,
Form
,
Form
,
Form
Data Tables (Part of Final RPPR)
1, 2, 3, 4
Form
,
Form
,
Form
,
Form
Final RPPR - Core Data
2, 1, 3, 4, 5
Form
,
Form
,
Form
,
Form
,
Form
HHS 568
1
Form
PHS 3734
1
Form
PHS 416-7
1, 2
Form
,
Form
PHS 6031-1
1
Form
PHS Human Subjects and Clinical Trial Information (Part of Final RPPR, includes inclusion/enrollment)
1, 2, 3
Form
,
Form
,
Form
PHS Human Subjects and Clinical Trial Information (Part of RPPR, includes inclusion enrollment report)
1, 2, 3
Form
,
Form
,
Form
Publication Reporting
1
Form
RPPR Core Data
1, 2, 3, 4, 5
Form
,
Form
,
Form
,
Form
,
Form
SBIR/STTR Life Cycle Certification
1, 2
Form
,
Form
Trainee Diversity Report (part of Final RPPR)
1, 2
Form
,
Form
Trainee Diversity Report (part of RPPR)
1, 2
Form
,
Form
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
430,272
430,272
0
0
0
0
Annual Time Burden (Hours)
629,463
579,365
0
50,098
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
This revision request includes an estimated increase of 50,098 burden hours to align with the changes being implemented to the RPPR and Final RPPR for the collection of progress report information on the approved DMS Plan provide a structured, rather than free text, mechanism to report on information that was already required with the implementation of the 2023 NIH DMS Policy. The changes to the Training Data Tables are streamlining and clarifying the field elements and instructions but are not inherently changing the overall information being collected. The information collection that will be retained when the NIH Biographical Sketch Supplement replaces the NIH Biosketch format are the narrative portions of that instrument that account for the majority of the burden. The addition of the NIH Biographical Sketch Supplement does not increase the overall burden as it will replace the NIH Biosketch Format upon its implementation. In summary, the overall estimates to burden are not anticipated to change. The new estimated total annualized burden hours are 629,088 hours. NIH is engaging in on-going efforts to evaluate the assessment of burden estimates how to improve them.
Annual Cost to Federal Government:
$171,495
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Mikia Currie 3014350941
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/25/2024
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