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View ICR - OIRA Conclusion

OMB Control No: 3235-0021	ICR Reference No: 202412-3235-015
Status: Active	Previous ICR Reference No: 202201-3235-004
Agency/Subagency: SEC	Agency Tracking No: TM-270-015
Title: Rule 6a-3 Supplemental Material to be Filed by Exchanges
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/08/2025
	Date Received in OIRA: 02/28/2025
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2028	36 Months From Approved	05/31/2025
Responses	312	0	288
Time Burden (Hours)	156	0	144
Cost Burden (Dollars)	0	0	5,760

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	312	288	24
Annual Time Burden (Hours)	156	144	12
Annual Cost Burden (Dollars)	0	5,760	-5,760

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The annual estimated time burden increased from 144 hours to 156 hours because the number of national securities exchanges increased from 24 to 26. In addition, the annual estimated cost burden decreased from $5,760 to $0 because exchanges are now submitting their responses electronically, so they no longer incur any shipping costs in connection with Rule 6a-3.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Justin Pica 202 551-7476

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