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OMB Control No: 3235-0562	ICR Reference No: 202601-3235-002
Status: Received in OIRA	Previous ICR Reference No: 202212-3235-011
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 03/20/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	05/31/2026
Responses	71	43
Time Burden (Hours)	5,325	3,225
Cost Burden (Dollars)	4,146,400	2,283,300

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	71	43	28
Annual Time Burden (Hours)	5,325	3,225	2,100
Annual Cost Burden (Dollars)	4,146,400	2,283,300	1,863,100

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Rule 17d-1 has a current annual burden of 3,225 hours. The hour burden associated with rule 17d-1 has increased by a total of 2,100 hours to a total of 5,325 hours since our last analysis. The estimated cost burden of $2,283,300 has increased by $1,863,100 to an external cost burden of $4,146,400. These estimates reflect changes in the number of affected entities, as well as in the external cost associated with the information collection requirements.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Rachael Hoffman 202 551-2827

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