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View ICR - OIRA Conclusion

OMB Control No: 3235-0547	ICR Reference No: 202603-3235-005
Status: Active	Previous ICR Reference No: 202306-3235-016
Agency/Subagency: SEC	Agency Tracking No: OIEA
Title: Investor Form
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/23/2026
	Date Received in OIRA: 06/08/2026
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2029	36 Months From Approved	08/31/2026
Responses	13,000	0	30,000
Time Burden (Hours)	3,250	0	7,500
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	13,000	30,000	-17,000
Annual Time Burden (Hours)	3,250	7,500	-4,250
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Based on the staff’s review of the Investor Form’s use in recent years, we anticipate that the number of contacts per year is approximately 13,000, compared to our prior estimate of approximately 30,000 contacts per year. In addition to reflecting FYs 2023-2025, the revised estimate reflects more precise data.

Annual Cost to Federal Government: $1,860,720

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Jennifer Palmer 202 551-5786

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