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OMB Control No: 3235-0214	ICR Reference No: 202603-3235-016
Status: Received in OIRA	Previous ICR Reference No: 202308-3235-004
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Investment Company Act rule 17a-7, 17 C.F.R. Section 270.17a-7 Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 06/01/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2026
Responses	446	4,840
Time Burden (Hours)	2,230	2,225
Cost Burden (Dollars)	1,659,120	4,065,050

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	446	4,840	-4,394
Annual Time Burden (Hours)	2,230	2,225	5
Annual Cost Burden (Dollars)	1,659,120	4,065,050	-2,405,930

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual hour burden for rule 17a-7 has increased from 2,225 hours to 2,230 hours (an increase of 5 hours). These estimated changes in the calculation methodology, number of affected entities, and in the external cost associated with the information collection requirements.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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