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Agency Rule List - Fall 2022
Commodity Futures Trading Commission
Agency
Agenda Stage of Rulemaking
Title
RIN
CFTC
Prerule Stage
Reducing Regulatory Burden: Retrospective Review Under Executive Order 13563
3038-AE28
CFTC
Prerule Stage
Risk Management for Swap Dealers and Futures Commission Merchants; Amendments
3038-AE59
CFTC
Prerule Stage
Definition of "Small Entity" for Purposes of the Regulatory Flexibility Act
3038-AF20
CFTC
Proposed Rule Stage
Revisions to Supplemental Standards of Ethical Conduct for Employees of the Commodity Futures Trading Commission
3038-AF11
CFTC
Proposed Rule Stage
Reporting and Information Requirements for Derivatives Clearing Organizations
3038-AF12
CFTC
Proposed Rule Stage
Amendment to the Made Available to Trade Process
3038-AF13
CFTC
Proposed Rule Stage
Event Contracts Rulemaking
3038-AF14
CFTC
Proposed Rule Stage
Recovery and Wind-down Plans for Systemically Important Derivative Clearing Organizations and Subpart C Derivatives Clearing Organizations; Information Necessary for Resolution Planning
3038-AF16
CFTC
Proposed Rule Stage
Treatment of Separate Accounts by Futures Commission Merchants
3038-AF21
CFTC
Proposed Rule Stage
Revision of Certain Rules of the Commodity Futures Trading Commission implementing the Privacy Act of 1974, Remove Superfluous Verbiage, and Correct Inaccurate Text
3038-AF22
CFTC
Proposed Rule Stage
System Safeguards Program and Testing Requirements for Certain Commission Registrants
3038-AF23
CFTC
Proposed Rule Stage
Investment of Customer Funds, Cleared Swap Customer Funds, and 30.7 Customer Funds
3038-AF24
CFTC
Proposed Rule Stage
Amendments to Certain Provisions in Part 4 Applicable to Commodity Pool Operators and Commodity Trading Advisors
3038-AF25
CFTC
Proposed Rule Stage
Amendments to Appendices to Parts 43 and 45 Adding Supplemental Reporting Fields
3038-AF26
CFTC
Proposed Rule Stage
Revision to Part 17 to Update Format for Market and Large Trader Reporting
3038-AF27
CFTC
Proposed Rule Stage
Part 40 – Provisions Common to Registered Entities
3038-AF28
CFTC
Proposed Rule Stage
Conflicts of Interest and Governance Requirements for Swap Execution Facilities
3038-AF29
CFTC
Final Rule Stage
Revision of Certain Provisions to Incorporate Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text
3038-AF09
CFTC
Final Rule Stage
Governance Requirements for Derivatives Clearing Organizations
3038-AF15
CFTC
Final Rule Stage
Annual Adjustment of Civil Monetary Penalties for Inflation--2023
3038-AF19
CFTC
Final Rule Stage
Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
3038-AF31